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Mind Your PDQ’s….and XYZ’s!-Defining The Regulations!

As a banking professional, people expect you to know regulations right off the top of your head.  While this may be true for some of the more familiar ones, I thought this list might be handy to keep as your mini-regulatory bible.  Now you may wonder why you are getting this information and the research tools in advance of more workflow articles.  There is a reason, so stay tuned!

To access the details for any of these go to:  http://www.federalreserve.gov/bankinforeg/reglisting.htm and you will find the details for each of these regulations and guidance documents, listed in alphabetical order.

REG A-Extensions of Credit by Federal Reserve Banks

REG B-Equal Credit Opportunity (ECOA)

REG C-Home Mortgage Disclosure (HMDA)

REG D-Reserve Requirements of Depository Institutions

REG E-Electronic Fund Transfers

REG F-Limitations on Interbank Liabilities

REG G-Disclosure and Reporting of CRA-Related Agreements

REG H-Membership of State Banking Institutions in the Federal Reserve System

REG I-Issue and Cancellation of Federal Reserve Bank Capital Stock

REG J-Collection of Checks and Other Items by Federal Reserve Banks and Funds Transfers through Fedwire

REG K-International Banking Operations

REG L-Management Official Interlocks

REG M-Consumer Leasing

REG N-Relations with Foreign Banks and Bankers

REG O-Loans to Executive Officers, Directors, and Principal Shareholders of Member Banks

REG P-Privacy of Consumer Financial Information

REG Q-Capital Adequacy of Bank Holding Companies, Savings and Loan Holding Companies, and State Member Banks

REG R-Exceptions for Banks from the Definition of Broker in the Securities Exchange Act of 1934

REG S-Reimbursement to Financial Institutions for Providing Financial Records

REG T-Credit by Brokers and Dealers

REG U-Credit by Banks/Persons other than Brokers/Dealers for Purpose of Purchase/Carry Margin Stock

REG V-Fair Credit Reporting Act (FCRA)

REG W-Transactions between Member Banks and Their Affiliates

REG X-Borrowers of Securities Credit

REG Z-Truth in Lending (TILA)

REG-AA Unfair or Deceptive Acts or Practices (UDAAP)

REG-BB Community Reinvestment (CRA)

REG-CC Availability of Funds and Collection of Checks

REG-DD Truth in Savings

REG-EE Netting Eligibility for Financial Institutions

REG-FF Obtaining and Using Medical Information in Connection with Credit

REG-GG Prohibition on Funding of Unlawful Internet Gambling

REG-HH Designated Financial Market Utilities

REG-II Debit Card Interchange Fees and Routing

REG-JJ Incentive-Based Compensation Arrangements

REG-KK Margin and Capital Requirements for Covered Swap Entities

REG-LL Savings and Loan Holding Companies

REG-MM Mutual Holding Companies

REG-NN Retail Foreign Exchange Transactions

REG-OO Securities Holding Companies

REG-PP Definitions Relating to Title 1 of the Dodd-Frank Act

REG-QQ Resolution Plans

REG-RR Credit Risk Retention

REG-TT Supervision and Regulation Assessments of Fees

REG-VV Proprietary Trading and Relationships with Covered Funds

REG-YY Enhances Prudential Standards

 

Hmmmmm…..I wonder what REG-ZZ will be?  And what happened to Y, SS, UU, WW and XX?

Tammy Butler, Master CMB

Author Tammy Butler, Master CMB

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